Filing Details
- Accession Number:
- 0001209191-21-026969
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-16 16:53:53
- Reporting Period:
- 2021-04-15
- Accepted Time:
- 2021-04-16 16:53:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 798354 | Fiserv Inc | FISV | Services-Computer Processing & Data Preparation (7374) | 391506125 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1654667 | Guy Chiarello | 255 Fiserv Drive Brookfield WI 53045 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-18 | 26,118 | $0.00 | 234,756 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2021-03-18 | 26,118 | $0.00 | 26,118 | No | 5 | G | Indirect | See footnote |
| Common Stock | Disposition | 2021-04-01 | 37,381 | $0.00 | 197,375 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2021-04-01 | 37,381 | $0.00 | 37,381 | No | 5 | G | Indirect | By Spouse |
| Common Stock | Acquisiton | 2021-04-15 | 20,000 | $36.54 | 217,375 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-15 | 20,000 | $124.94 | 197,375 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | See footnote |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Spouse |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-04-15 | 20,000 | $0.00 | 20,000 | $36.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 309,292 | 2014-07-11 | 2023-07-11 | No | 4 | M | Direct |
Footnotes
- Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee.
- This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.
- This transaction was executed in multiple trades at prices ranging from $124.57 to $125.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.
Billionaire Hedge Funds
