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Filing Details

Accession Number:: 0001735409-21-000010
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-04-15 21:35:57
Reporting Period:: 2021-04-14

Accepted Time:: 2021-04-15 21:35:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1423774	Zuora Inc	ZUO	Services-Prepackaged Software (7372)	205530976

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1735409	Tien Tzuo	C/O Zuora, Inc. 101 Redwood Shores Parkway Redwood City CA 94065	Chairman And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-04-14	20,000	$0.00	20,000	No	4	C	Indirect	By The Next Left Trust
Class A Common Stock	Disposition	2021-04-14	20,000	$17.76	0	No	4	S	Indirect	By The Next Left Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By The Next Left Trust
No	4	S	Indirect	By The Next Left Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2021-04-14	20,000	$0.00	20,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
680,542			No	4	C	Indirect

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			7,006,809	7,006,809	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	7,006,809	7,006,809	Indirect

Footnotes

The Reporting Person is a trustee of The Next Left Trust.
This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
Represents the weighted average sale price. The lowest price at which shares were sold was $17.500 and the highest price at which shares were sold was $17.885. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
Each share of the Issuer's Class B Common Stock will convert into one share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date.
Pursuant to share transfers effected July 17, 2020, (1) 364,402 shares of Class B Common Stock were transferred from the Tien Tzuo 2010 Annuity Trust ("Tien Tzuo Annuity") (of which the Reporting Person was a trustee), with 360,271 shares being transferred to The Next Left Trust and 4,131 shares being transferred to the 70 Thirty Trust, and (2) 364,402 shares of Class B Common Stock were transferred from the Renyan Tzuo 2010 Annuity Trust ("Renyan Tzuo Annuity") (of which the Reporting Person's spouse was a trustee), with 360,271 shares being transferred to The Next Left Trust and 4,131 shares being transferred to the 70 Thirty Trust. These transfers were previously reported in a footnote to a Form 4 filed on January 22, 2021 erroneously stating that full number of shares transferred from the Tien Tzuo Annuity and the Renyan Tzuo Annuity were transferred to The Next Left Trust.
The Reporting Person is a trustee of the 70 Thirty Trust.