Filing Details

Accession Number:
0001209191-21-026826
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-15 16:16:55
Reporting Period:
2021-04-13
Accepted Time:
2021-04-15 16:16:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1637715 Reneo Pharmaceuticals Inc. RPHM Pharmaceutical Preparations (2834) 472309515
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1780235 Niall O'donnell C/O Reneo Pharmaceuticals, Inc.
12230 El Camino Real, Suite 230
San Diego CA 92130
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-13 1,034,600 $0.00 1,034,600 No 4 C Indirect By RiverVest Venture Fund IV, L.P.
Common Stock Acquisiton 2021-04-13 829,113 $0.00 1,863,713 No 4 C Indirect By RiverVest Venture Fund IV, L.P.
Common Stock Acquisiton 2021-04-13 200,000 $15.00 2,063,713 No 4 P Indirect By RiverVest Venture Fund IV, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By RiverVest Venture Fund IV, L.P.
No 4 C Indirect By RiverVest Venture Fund IV, L.P.
No 4 P Indirect By RiverVest Venture Fund IV, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2021-04-13 4,629,630 $0.00 1,034,600 $0.00
Common Stock Series B Preferred Stock Disposition 2021-04-13 3,710,116 $0.00 829,113 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. All outstanding shares of Preferred Stock automatically converted into shares of Common Stock immediately prior to the closing of the Issuer's initial public offering, for no additional consideration at a rate of 1 share of Common Stock for each 4.4748 shares of Preferred Stock. The Preferred Stock had no expiration date.
  2. The shares held by RiverVest Venture Fund IV, L.P. ("RiverVest Fund IV") are indirectly held by RiverVest Venture Partners IV, L.P., its general partner ("RiverVest Partners IV"). RiverVest Venture Partners IV, LLC is the general partner of RiverVest Partners IV. The individual managers of RiverVest Ventures Partners IV, LLC are Jay Schmelter, John P. McKearn, Ph.D. and the Reporting Person. RiverVest Partners IV, RiverVest Venture Partners IV, LLC and each of the individual managers (including the Reporting Person) share voting and dispositive power with regard to the Company's securities directly held by RiverVest Fund IV.
  3. The shares were purchased in the Issuer's initial public offering.