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Home > Insider Trading > Filing (0001104659-21-050547)

Filing Details

Accession Number:
0001104659-21-050547
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-15 09:22:34
Reporting Period:
2021-04-13
Accepted Time:
2021-04-15 09:22:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819576 Liquidia Corp LQDA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231615 Roger Jeffs 419 Davis Drive, Suite 100
Morrisville NC 27560		 Yes No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-13 99,206 $2.52 111,706 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,387,500 Indirect See footnote
Common Stock 6,095 Indirect See footnote
Footnotes
  1. The securities are held by Serendipity BioPharma LLC ("Serendipity"). The Reporting Person is a manager of Serendipity and has sole voting and dispositive power over the Issuer common stock held by Serendipity.
  2. The securities are held by Roger A. Jeffs 2019 GRAT dtd 05/01/2019 (the "Trust"). The Reporting Person is the trustee of the Trust.