Filing Details
- Accession Number:
- 0001415889-21-002003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-14 19:34:15
- Reporting Period:
- 2021-04-12
- Accepted Time:
- 2021-04-14 19:34:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604821 | Natera Inc. | NTRA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1597341 | Alan Robert Schueren | C/O Natera, Inc. 13011 Mccallen Pass Building A Suite 100 Austin TX 78753 | Chief Operating Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-12 | 43,990 | $0.00 | 50,972 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-13 | 22,093 | $104.21 | 28,879 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-04-13 | 1,281 | $13.01 | 30,160 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-04-12 | 43,990 | $0.00 | 43,990 | $0.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-04-13 | 1,281 | $0.00 | 1,281 | $13.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 64,601 | 2029-01-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 52,637 | Indirect | Robert A Schueren & Deborah A Schueren Rev Trust |
Footnotes
- Represents the full vesting and settlement of Restricted Stock Units ("RSUs").
- Each RSU represents a contingent right to receive one share of the common stock of the issuer.
- The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.
- The RSUs vested upon the determination of the issuer's Compensation Committee to vest the award, subject to trading restrictions on the underlying shares.
- The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.
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