Filing Details

Accession Number:
0001104659-21-050135
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-14 13:23:38
Reporting Period:
2021-04-12
Accepted Time:
2021-04-14 13:23:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1840776 Aldel Financial Inc. ADF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1124462 I Robert Kauffman C/O Aldel Financial Inc.
105 S. Maple Street
Itasca IL 60143
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-04-12 515,000 $10.00 515,000 No 4 P Indirect Held by Aldel Investors LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by Aldel Investors LLC
Footnotes
  1. Consists of 515,000 of the Issuer's Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-253166), purchased by Aldel Investors LLC for $10.00 per Private Placement Unit.
  2. Held by Aldel Investors LLC (the "Sponsor"). Mr. Kauffman is a manager of the Sponsor and has voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.