Filing Details

Accession Number:
0001209191-11-024927
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-28 21:43:37
Reporting Period:
2011-04-26
Filing Date:
2011-04-28
Accepted Time:
2011-04-28 21:43:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326973 Smart Modular Technologies (Wwh) Inc. SMOD Semiconductors & Related Devices (3674) 202509518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344017 Iain Mackenzie C/O: Smart Modular Technologies
39870 Eureka Dr.
Newark CA 94560
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-26 9,500 $0.17 9,500 No 4 M Indirect Trust
Common Stock Disposition 2011-04-26 9,500 $9.24 0 No 4 S Indirect Trust
Common Stock Acquisiton 2011-04-26 50,000 $0.17 332,038 No 4 M Direct
Common Stock Disposition 2011-04-26 50,000 $9.24 282,038 No 4 S Direct
Common Stock Acquisiton 2011-04-26 9,500 $0.17 9,500 No 4 M Indirect Trust
Common Stock Disposition 2011-04-26 9,500 $9.24 0 No 4 S Indirect Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Trust
No 4 S Indirect Trust
No 4 M Direct
No 4 S Direct
No 4 M Indirect Trust
No 4 S Indirect Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to buy) Disposition 2011-04-26 9,500 $0.00 9,500 $0.17
Common Stock Stock Option (Right to buy) Disposition 2011-04-26 50,000 $0.00 50,000 $0.17
Common Stock Stock Option (Right to buy) Disposition 2011-04-26 9,500 $0.00 9,500 $0.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,781 2008-06-17 2014-06-16 No 4 M Indirect
382,380 2008-06-17 2014-06-16 No 4 M Direct
15,781 2008-06-17 2014-06-16 No 4 M Indirect
Footnotes
  1. Also referred to as ordinary shares.
  2. Represents securities held by a family trust created by the reporting person for the benefit of his child. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  3. The option exercises and sales reported in this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on March 31, 2010.
  4. Represents 133,377 ordinary shares held and 148,661 time-based and performance based RSUs. The reporting person disclaims beneficial ownership of such options except to the extent of his pecuniary interest therein.
  5. Represents securities held by a family trust created by the reporting person's wife for the benefit of their child. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.