Filing Details

Accession Number:
0001771515-21-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-12 19:49:54
Reporting Period:
2021-04-09
Accepted Time:
2021-04-12 19:49:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1771515 Grocery Outlet Holding Corp. GO Retail-Grocery Stores (5411) 471874201
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1779980 K. Steven Wilson C/O Grocery Outlet Holding Corp.
5650 Hollis Street
Emeryville CA 94608
Svp, Chief Purchasing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-09 10,830 $3.81 155,090 No 4 M Direct
Common Stock Disposition 2021-04-09 10,830 $38.00 144,260 No 4 S Direct
Common Stock Acquisiton 2021-04-09 10,600 $7.13 154,860 No 4 M Direct
Common Stock Disposition 2021-04-09 10,600 $38.00 144,260 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2021-04-09 10,830 $0.00 10,830 $3.81
Common Stock Stock Options (Right to Buy) Disposition 2021-04-09 10,600 $0.00 10,600 $7.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
55,522 2024-11-25 No 4 M Direct
26,495 2024-11-25 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.
  2. Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.
  3. Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date.