Filing Details

Accession Number:
0001731122-21-000576
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-12 16:37:52
Reporting Period:
2021-04-08
Accepted Time:
2021-04-12 16:37:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1762239 Kaival Brands Innovations Group Inc. KAVL Blank Checks (6770) 833492907
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1768756 Nirajkumar Patel 4460 Old Dixie Highway,
Grant FL 32949
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-08 38,533 $2.05 755,669 No 4 P Direct
Common Stock Disposition 2021-04-08 25,942 $1.94 781,611 No 4 P Direct
Common Stock Acquisiton 2021-04-09 130,400 $2.38 912,011 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 204,000,000 Indirect By Kaival Holdings, LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.15, inclusive. The reporting person undertakes to provide to KAVL, any security holder of KAVL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.87 to $1.99, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.10 to $2.69, inclusive.