Filing Details

Accession Number:
0001493152-21-008358
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-08 21:52:17
Reporting Period:
2021-04-06
Accepted Time:
2021-04-08 21:52:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1780312 Ast Spacemobile Inc. ASTS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1760624 Hiroshi Mikitani C/O Ast Spacemobile, Inc., Midland Intl.
Air &Amp; Space Port, 2901 Enterprise Lane
Midland TX 79706
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Acquisiton 2021-04-06 28,520,155 $0.00 28,520,155 No 4 A Indirect See footnote
Class A Common Stock Acquisiton 2021-04-06 2,500,000 $10.00 2,500,000 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Common Units Acquisiton 2021-04-06 28,520,155 $0.00 28,520,155 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,520,155 No 4 A Indirect
Footnotes
  1. In connection with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021, each existing common unit previously issued by AST was reclassified and reissued by AST into new Common Units on a 1-to-14.50149869 basis. In addition, each equityholder of Common Units received an equivalent number of Class B Common Stock or Class C Common Stock of the Issuer, as applicable.
  2. Securities held of record by Rakuten Mobile USA Service Inc. ("Rakuten USA Service"). Mr. Mikitani is the founder, Chairman and Chief Executive Officer of Rakuten USA Service and has voting and investment discretion with respect to the securities held of record by Rakuten USA Service.
  3. Securities held of record by Rakuten Mobile, Inc. ("Rakuten"). Mr. Mikitani is the founder, Chairman and Chief Executive Officer of Rakuten and has voting and investment discretion with respect to the securities held of record by Rakuten.
  4. The Common Units of AST may be redeemed by the Reporting Person at any time on or after April 6, 2022 for shares of the Issuer's Class A Common Stock on a one-to-one basis. The Common Units do not expire.