Filing Details

Accession Number:
0000899243-21-015454
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-08 21:39:26
Reporting Period:
2021-04-06
Accepted Time:
2021-04-08 21:39:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1563190 Compass Inc. COMP Services-Computer Programming Services (7371) 300751604
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1731509 Ltd (Uk) Advisers Investment Sb 69 Grosvenor Street,
London X0 W1K 3JP
No No Yes No
1755143 L.p. M1) (Aiv Fund Vision Softbank 251 Little Falls Drive
Wilmington DE 19808
No No Yes No
1782338 Ltd (Cayman) Endurance Svf C/O Walkers Corp Ltd., Cayman
Corporate Centre, 190 Elgin Avenue
George Town E9 KY1-9008
No No Yes No
1836869 Ltd (Cayman) Excaliber Svf C/O Walkers Corp Ltd., Cayman
Corporate Centre, 190 Elgin Avenue
George Town E9 KY1-9008
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-04-06 118,291,263 $0.00 128,365,273 No 4 C Indirect See footnotes
Class A Common Stock Acquisiton 2021-04-06 4,000,000 $18.00 132,365,273 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnotes
No 4 P Indirect See footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Series A Preferred Stock Disposition 2021-04-06 18,056,840 $0.00 18,056,840 $0.00
Class A Common Stock Series B Preferred Stock Disposition 2021-04-06 2,227,800 $0.00 2,227,800 $0.00
Class A Common Stock Series E Preferred Stock Disposition 2021-04-06 66,688,200 $0.00 68,307,043 $0.00
Class A Common Stock Series F Preferred Stock Disposition 2021-04-06 13,494,130 $0.00 13,494,130 $0.00
Class A Common Stock Series G Preferred Stock Disposition 2021-04-06 16,205,450 $0.00 16,205,450 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis.
  2. The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly.
  3. As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein.