Filing Details

Accession Number:
0000899243-21-015451
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-08 21:28:42
Reporting Period:
2021-04-06
Accepted Time:
2021-04-08 21:28:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1832466 Alignment Healthcare Inc. ALHC () NY
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1162870 Warburg Pincus Llc C/O Warburg Pincus Llc
450 Lexington Aveue
New York NY 10017
Yes No Yes No
1540385 Wp Global Llc C/O Warburg Pincus Llc
55 East 52Nd Street, 33Rd Floor
New York NY 10017
Yes No Yes No
1658396 Warburg Pincus Private Equity Xii, L.p. C/O Warburg Pincus Llc
450 Lexinton Avenue
New York NY 10017
Yes No Yes No
1658398 Warburg Pincus Private Equity Xii-B, L.p. C/O Warburg Pincus
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1658400 Warburg Pincus Private Equity Xii-D, L.p. C/O Warburg Pincus
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1658404 Warburg Pincus Private Equity Xii-E, L.p. C/O Warburg Pincus
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1658412 Warburg Pincus Xii Partners, L.p. C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1658414 Wp Xii Partners, L.p. C/O Warburg Pincus, Llc.
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1658787 Warburg Pincus Partners Ii, L.p. C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
Yes No Yes No
1672765 Warburg Pincus Xii, L.p. C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2021-04-06 716,624 $16.83 24,802,721 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. Represents 461,584 shares of Common Stock sold by Warburg Pincus Private Equity XII, L.P., a Delaware limited partnership ("WP XII"), 92,610 shares of Common Stock sold by Warburg Pincus Private Equity XII-B, L.P., a Delaware limited partnership ("WP XII-B"), 13,322 shares of Common Stock sold by Warburg Pincus Private Equity XII-D, L.P., a Delaware limited partnership ("WP XII-D"), and 76,034 share of Common Stock sold by Warburg Pincus Private Equity XII-E, L.P., a Delaware limited partnership ("WP XII-E"), 24,903 shares of Common Stock sold by WP XII Partners, L.P., a Delaware limited partnership ("WP XII Partners"), 48,171 shares of Common Stock sold by Warburg Pincus XII Partners, L.P., a Delaware limited partnership ("Warburg Pincus XII Partners") pursuant the partial exercise by the underwriters of their over-allotment option (the "Transaction") after the closing of Alignment Healthcare Inc.'s initial public offering, at a price of $16.83 (net of underwriting discount).
  2. Reflects securities held directly by WP XII, WP XII-B, WP XII-D, WP XII-E, WP XII Partners, and Warburg Pincus XII Partners (together with WP XII, WP XII-B, WP XII-D, WP XII-E, and WP XII Partners, the "WP XII Funds") following the closing of the Transaction. Warburg Pincus XII, L.P., a Delaware limited partnership ("WP XII GP"), is the general partner of the WP XII Funds. WP Global LLC, a Delaware limited liability company ("WP Global"), is the general partner of WP XII GP. Warburg Pincus Partners II, L.P., a Delaware limited partnership ("WPP II"), is the managing member of WP Global. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WPP II.
  3. (Continued Form Footnote 2 ) Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC") is a registered investment adviser and the manager of the WP XII Funds. Investment and voting decisions with respect to the shares held by the WP XII Funds are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the shares.