Filing Details

Accession Number:
0001209191-21-025977
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-07 18:54:42
Reporting Period:
2021-04-06
Accepted Time:
2021-04-07 18:54:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348036 Avalara Inc. AVLR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235461 Lee Alesia Pinney 255 South King St.
Suite 1800
Seattle WA 98104
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-06 932 $16.60 40,524 No 4 M Direct
Common Stock Acquisiton 2021-04-06 463 $39.76 40,987 No 4 M Direct
Common Stock Acquisiton 2021-04-06 242 $67.27 41,229 No 4 M Direct
Common Stock Disposition 2021-04-06 1,637 $140.00 39,592 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-04-06 932 $0.00 932 $16.60
Common Stock Stock Option (right to buy) Disposition 2021-04-06 463 $0.00 463 $39.76
Common Stock Stock Option (right to buy) Disposition 2021-04-06 242 $0.00 242 $67.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,112 2028-01-23 No 4 M Direct
11,575 2029-01-28 No 4 M Direct
8,484 2030-03-12 No 4 M Direct
Footnotes
  1. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2020.
  2. 25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
  3. 25% of the total shares subject to the option vested and became exercisable on January 1, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023.
  4. 25% of the total shares subject to the option vested and became exercisable on March 5, 2021, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 5, 2024.