Filing Details

Accession Number:
0001567619-21-007765
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-07 16:44:12
Reporting Period:
2021-04-05
Accepted Time:
2021-04-07 16:44:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
886128 Fuelcell Energy Inc FCEL Electrical Industrial Apparatus (3620) 060853042
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1523478 S. Michael Bishop C/O Fuelcell Energy, Inc.
3 Great Pasture Road
Danbury CT 06810
Evp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-05 4,682 $0.00 27,223 No 4 M Direct
Common Stock Disposition 2021-04-05 1,468 $13.57 25,755 No 4 F Direct
Common Stock Acquisiton 2021-04-05 8,333 $0.00 34,088 No 4 M Direct
Common Stock Disposition 2021-04-05 2,612 $13.57 31,476 No 4 F Direct
Common Stock Disposition 2021-04-05 7,000 $14.56 24,476 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Restricted Stock Unit Disposition 2021-04-05 4,682 $0.00 4,682 $0.00
Common Stock Employee Restricted Stock Unit Disposition 2021-04-05 8,333 $0.00 8,333 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
0 No 4 M Direct
Footnotes
  1. Restricted stock units were converted into common stock on a one-for-one basis.
  2. Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.
  3. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  4. On April 5, 2018, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.
  5. On April 5, 2018, the reporting person was granted restricted stock units, which vest 100% on the third anniversary of the date of grant, subject to continued employment.