Filing Details

Accession Number:
0001209191-21-025860
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-07 16:15:57
Reporting Period:
2021-04-05
Accepted Time:
2021-04-07 16:15:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1300699 Athenex Inc. ATNX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183827 Kim Campbell C/O Athenex, Inc.
1001 Main Street, Suite 600
Buffalo NY 14203
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-05 8,250 $4.42 8,250 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $9.00 2017-10-17 2025-10-17 48,000 48,000 Direct
Common Stock Stock Option (Right to Buy) $11.00 2027-06-13 30,000 30,000 Direct
Common Stock Stock Option (Right to Buy) $17.30 2028-03-27 18,000 18,000 Direct
Common Stock Stock Option (Right to Buy) $13.17 2029-02-28 15,000 15,000 Direct
Common Stock Stock Option (Right to Buy) $12.45 2030-06-05 15,000 15,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-10-17 48,000 48,000 Direct
2027-06-13 30,000 30,000 Direct
2028-03-27 18,000 18,000 Direct
2029-02-28 15,000 15,000 Direct
2030-06-05 15,000 15,000 Direct
Footnotes
  1. This option vests in four equal annual installments beginning on June 13, 2018.
  2. This option vests in four equal annual installments beginning on March 27, 2019.
  3. This option vests in four equal annual installments beginning on February 28, 2020.
  4. This option vests in four equal annual installments beginning on June 5, 2021.