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Home > Insider Trading > Filing (0001227025-21-000057)

Filing Details

Accession Number:: 0001227025-21-000057
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-04-06 20:57:55
Reporting Period:: 2021-04-05

Accepted Time:: 2021-04-06 20:57:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1227025	Neophotonics Corp	NPTN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1209534	J Michael Sophie	3081 Zanker Rd San Jose CA 95134		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-04-05	10,854	$12.70	25,326	No	4	S	Direct
Common Stock	Disposition	2021-04-05	6,732	$12.70	18,594	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.