Filing Details

Accession Number:
0001062993-21-003429
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-05 21:24:10
Reporting Period:
2021-04-01
Accepted Time:
2021-04-05 21:24:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1705338 Spark Networks Se LOV () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192534 Osmium Capital Lp 300 Drakes Landing Road, Suite 172
Greenbrae CA 94904
No No Yes No
1316729 Osmium Partners, Llc 300 Drakes Landing Road, Suite 172
Greenbrae CA 94904
No No Yes No
1367480 P L Spartan Osmium 300 Drakes Landing Road, Suite 172
Greenbrae CA 94904
No No Yes No
1386292 Hartnett John Lewis 300 Drakes Landing Road, Suite 172
Greenbrae CA 94904
No No Yes No
1451006 Osmium Capital Ii, Lp 300 Drakes Landing Road, Suite 172
Greenbrae CA 94904
No No Yes No
1589408 Osmium Diamond, Lp 300 Drakes Landing Road, Suite 172
Greenbrae CA 94904
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
American Depositary Shares Acquisiton 2021-04-01 27,000 $7.28 1,354,605 No 4 P Indirect By Osmium Capital, LP
American Depositary Shares Acquisiton 2021-04-01 5,000 $7.35 1,359,605 No 4 P Indirect By Osmium Capital, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Osmium Capital, LP
No 4 P Indirect By Osmium Capital, LP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
American Depositary Shares Call option (right to buy) Acquisiton 2021-04-01 1,000 $3.08 100,000 $5.00
American Depositary Shares Call option (right to buy) Acquisiton 2021-04-05 826 $3.45 82,600 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,463 2021-11-19 No 4 P Indirect
12,289 2021-11-19 No 4 P Indirect
Footnotes
  1. The general partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP is Osmium Partners, LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
  2. Each American Depository Share ("ADS") represents 0.1 Ordinary Shares of Spark Networks SE.
  3. The derivative securities that reference this footnote are immediately exercisable "American-style" options.
  4. Includes 5,000 stock options to purchase ADSs held by Mr. Lewis directly, which were previously disclosed in a Form 3 filed with the Securities and Exchange Commission on January 4, 2021.