Filing Details

Accession Number:
0001495158-21-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-05 20:06:09
Reporting Period:
2020-08-18
Accepted Time:
2021-04-05 20:06:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1318605 Tesla Inc. TSLA Motor Vehicles & Passenger Car Bodies (3711) 912197729
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495158 J. Antonio Gracias C/O Tesla, Inc.
3500 Deer Creek Road
Palo Alto CA 94304
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-18 70 $377.42 1,304,355 No 4 P Indirect by AJG Growth Fund
Common Stock Acquisiton 2020-08-19 25 $375.71 1,304,380 No 4 P Indirect by AJG Growth Fund
Common Stock Acquisiton 2020-11-30 10 $567.60 1,304,390 No 4 P Indirect by AJG Growth Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by AJG Growth Fund
No 4 P Indirect by AJG Growth Fund
No 4 P Indirect by AJG Growth Fund
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,545 Direct
Footnotes
  1. These shares were acquired pursuant to third-party discretionary investment authority for the benefit of AJG Growth Fund LLC without the knowledge or direction of the reporting person. This Form 4 was filed as promptly as practicable following a determination that these shares had been purchased for an account attributable to the reporting person. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be deemed to be matchable with the reporting person's sale of 433 shares of Issuer common stock on February 9, 2021. The reporting person has paid to the Issuer $47,824.04, which represents the full amount of the theoretical profit realized in connection with the short-swing transaction, without giving effect to direct transaction costs.
  2. As adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020.
  3. The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.