Filing Details

Accession Number:
0001582702-21-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-05 19:54:02
Reporting Period:
2021-04-01
Accepted Time:
2021-04-05 19:54:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366561 Smartsheet Inc SMAR Services-Prepackaged Software (7372) 202954357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582702 Paul Porrini C/O Smartsheet Inc.
10500 Ne 8Th St., Suite 1300
Bellevue WA 98004
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-04-01 30,000 $9.53 63,555 No 4 M Direct
Class A Common Stock Disposition 2021-04-01 11,477 $65.21 52,078 No 4 S Direct
Class A Common Stock Disposition 2021-04-01 11,087 $66.30 40,991 No 4 S Direct
Class A Common Stock Disposition 2021-04-01 7,436 $67.04 33,555 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy Class A Common Stock) Disposition 2021-04-01 30,000 $0.00 30,000 $9.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
223,028 2028-03-21 No 4 M Direct
Footnotes
  1. Includes 502 shares of Class A Common Stock acquired under the issuer's employee stock purchase plan on March 24, 2021.
  2. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.71 to $65.69 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.715 to $66.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.715 to $67.345 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The option vests as to 2.0833% of the total shares monthly, commencing on April 19, 2018, with 100% of the total shares vested and exercisable on March 19, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.