Filing Details
- Accession Number:
- 0000320193-21-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-05 18:36:12
- Reporting Period:
- 2021-04-01
- Accepted Time:
- 2021-04-05 18:36:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 320193 | Apple Inc. | AAPL | Electronic Computers (3571) | 942404110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1496686 | E Jeffrey Williams | One Apple Park Way Cupertino CA 95014 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-01 | 257,348 | $0.00 | 746,838 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-01 | 123,481 | $123.00 | 623,357 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-04-05 | 133,867 | $125.74 | 489,490 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2021-04-01 | 113,348 | $0.00 | 113,348 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2021-04-01 | 84,932 | $0.00 | 84,932 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2021-04-01 | 59,068 | $0.00 | 59,068 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 84,932 | No | 4 | M | Direct | ||
| 118,128 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
- The number of securities reported reflects the acquisition on January 29, 2021 of 230 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2020 through January 31, 2021.
- The shares are held through Mr. Williams' living trust.
- Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.
- This transaction was executed in multiple trades at prices ranging from $125.34 to $126.075; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
- This award was granted on October 14, 2016. 113,352 restricted stock units subject to the award vested on each of April 1, 2019 and April 1, 2020 and 113,348 restricted stock units vested on April 1, 2021.
- This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020 and April 1, 2021 and 84,932 restricted stock units are scheduled to vest on April 1, 2022, assuming continued employment through the applicable vesting date.
- This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 restricted stock units are scheduled to vest on each of April 1, 2022 and April 1, 2023, assuming continued employment through the applicable vesting date.
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