Filing Details

Accession Number:
0001209191-21-025124
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-05 16:12:13
Reporting Period:
2021-04-01
Accepted Time:
2021-04-05 16:12:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
56701 Koss Corp KOSS Household Audio & Video Equipment (3651) 391168275
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216781 Lenore Lillie C/O Koss Corporation
4129 N. Port Washington Ave.
Milwaukee WI 53212
Vp - Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-01 7,550 $3.00 7,550 No 4 M Direct
Common Stock Disposition 2021-04-01 3,050 $24.39 4,500 No 4 S Direct
Common Stock Disposition 2021-04-01 4,500 $22.12 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-04-01 7,550 $0.00 7,550 $3.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-07-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,022 Indirect ESOP
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.30 to $24.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.91 to $22.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. This option vests in five equal annual installments beginning on July 23, 2015.