Filing Details
- Accession Number:
- 0001434728-21-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-02 19:55:23
- Reporting Period:
- 2021-03-31
- Accepted Time:
- 2021-04-02 19:55:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1434728 | Global Water Resources Inc. | GWRS | Water Supply (4941) | 900632193 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1814062 | D Christopher Krygier | C/O Global Water Resources, Inc. 21410 N. 19Th Avenue, Suite 220 Phoenix AZ 85027 | Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-31 | 114 | $0.00 | 30,114 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-31 | 114 | $16.67 | 30,000 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2021-03-31 | 4 | $16.55 | 2,558 | No | 4 | P | Indirect | By self as Trustee for The CKTJ Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | P | Indirect | By self as Trustee for The CKTJ Living Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2021-03-31 | 1,348 | $0.00 | 1,348 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2021-03-31 | 2 | $0.00 | 2 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-03-31 | 114 | $0.00 | 114 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,348 | No | 4 | A | Direct | ||
| 1,350 | No | 4 | A | Direct | ||
| 1,236 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
- The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2021.
- Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.
- The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date.
- The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
- The RSUs are exercisable at time of vesting and do not have a set expiration date.
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