Filing Details

Accession Number:
0001791403-21-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-01 19:39:27
Reporting Period:
2021-02-25
Accepted Time:
2021-04-01 19:39:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1423774 Zuora Inc ZUO Services-Prepackaged Software (7372) 205530976
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1791403 J. Robert Traube C/O Zuora, Inc.
101 Redwood Shores Parkway
Redwood City CA 94065
Chief Revenue Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-03-31 6,250 $0.00 23,764 No 4 M Direct
Class A Common Stock Acquisiton 2021-03-31 6,250 $0.00 30,014 No 4 M Direct
Class A Common Stock Disposition 2021-04-01 4,380 $15.12 25,634 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units (RSU)(Class A) Acquisiton 2021-02-25 300,000 $0.00 300,000 $0.00
Class A Common Stock Restricted Stock Units (RSU)(Class A) Disposition 2021-03-31 6,250 $0.00 6,250 $0.00
Class A Common Stock Restricted Stock Units (RSU)(Class A) Disposition 2021-03-31 6,250 $0.00 6,250 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
300,000 No 4 A Direct
62,500 No 4 M Direct
75,000 No 4 M Direct
Footnotes
  1. Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one and two of Table I.
  2. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting for no consideration.
  3. The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
  4. RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
  5. The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on September 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
  6. The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.