Filing Details

Accession Number:
0000899243-21-014352
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-01 17:19:58
Reporting Period:
2021-03-25
Accepted Time:
2021-04-01 17:19:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000298 Impac Mortgage Holdings Inc IMH Real Estate Investment Trusts (6798) 330675505
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1576118 Rhp Trust, Dated May 31, 2011 2532 Dupont Drive
Irvine CA 92612
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-25 45,867 $1.99 3,321,332 No 4 P Direct
Common Stock Acquisiton 2021-03-26 19,233 $2.01 3,340,565 No 4 P Direct
Common Stock Acquisiton 2021-03-29 18,050 $2.01 3,358,615 No 4 P Direct
Common Stock Acquisiton 2021-03-30 14,000 $2.03 3,372,615 No 4 P Direct
Common Stock Acquisiton 2021-03-31 23,213 $2.00 3,395,828 No 4 P Direct
Common Stock Acquisiton 2021-04-01 4,172 $2.01 3,400,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Convertible Promissory Note Due 2020 $21.50 2016-01-02 2020-11-09 639,535 13,750,000 Direct
Common Stock Warrant $2.97 2020-10-15 2025-04-15 116,957 116,957 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-11-09 639,535 13,750,000 Direct
2025-04-15 116,957 116,957 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $1.97 to $2.00; the price reported above reflects the weighted average purchase price. Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
  2. This transaction was executed in multiple trades at prices ranging from $1.99 to $2.01; the price reported above reflects the weighted average purchase price. Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
  3. This transaction was executed in multiple trades at prices ranging from $2.01 to $2.04; the price reported above reflects the weighted average purchase price. Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
  4. This transaction was executed in multiple trades at prices ranging from $1.9999 to $2.04; the price reported above reflects the weighted average purchase price. Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
  5. As previously reported on a Form 4 filed by Reporting Person on May 11, 2015, on May 8, 2015, Reporting Person purchased a Convertible Promissory Note Due 2020 in the original principal amount of $13,750,000 that is convertible by Reporting Person at any time after January 1, 2016, and, upon conversion of the original principal amount prior to maturity at the initial conversion price of $21.50 per share (subject to adjustment in the event of stock splits, stock dividends and reclassifications), Reporting Person will receive 639,535 shares of common stock (subject to adjustment in the event of stock splits, stock dividends and reclassifications). The Convertible Promissory Note Due 2020, as amended on April 15, 2020, is due and payable, to the extent not converted, on or before November 9, 2020.