Filing Details

Accession Number:
0001213900-21-019635
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-01 16:10:17
Reporting Period:
2021-03-30
Accepted Time:
2021-04-01 16:10:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527541 Wheeler Real Estate Investment Trust Inc. WHLR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392977 R Andrew Jones 274 Riverside Avenue
Westport CT 06880
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-03-30 1,667 $3.51 34,441 No 4 S Direct
Common Stock Disposition 2021-03-31 34,441 $3.51 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series D Cumulative Convertible Preferred Stock Disposition 2021-03-31 1,200 $18.25 1,768 $16.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,400 No 4 S Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series B Convertible Preferred Stock $40.00 28,334 45,335 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
28,334 45,335 Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in transactions at prices ranging from $3.51 to $3.52, inclusive. The reporting person undertakes to provide to Wheeler Real Estate Investment Trust, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in transactions at prices ranging from $3.50 to $3.52, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  3. These shares are held by various investment partnerships, funds and managed accounts, in which NS Advisors, LLC ("NS Advisors") serves as the investment manager. Mr. Jones is the managing member of NS Advisors and has sole voting and investment authority over the shares.
  4. Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share and one share of Series B Stock is convertible into 0.625 shares of Company common stock. The Series B Stock has no expiration date.
  5. Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share and one share of Series D Stock is convertible into 1.474 shares of Company common stock. The Series D Stock has no expiration date.