Filing Details

Accession Number:
0001140361-21-011133
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-01 06:02:00
Reporting Period:
2021-03-26
Accepted Time:
2021-04-01 06:02:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1801368 Mp Materials Corp. / De MP Metal Mining (1000) 844465489
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1832142 Allen Daniel Gold 6720 Via Austi Parkway, Suite 450
Las Vegas NV 89119
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-03-26 809,914 $33.78 10,751,559 No 4 S Indirect Held by Fourth Avenue FF Opportunities LP - Series E
Class A Common Stock Disposition 2021-03-26 132,633 $33.78 1,760,693 No 4 S Indirect Held by QVT Family Office Onshore LP
Class A Common Stock Disposition 2021-03-26 656,254 $33.78 8,711,753 No 4 S Indirect Held by Saratoga Park Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held by Fourth Avenue FF Opportunities LP - Series E
No 4 S Indirect Held by QVT Family Office Onshore LP
No 4 S Indirect Held by Saratoga Park Ltd.
Footnotes
  1. Management of Fourth Avenue FF-E is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the shares of MP Materials Corp. (the "Issuer") Class A common stock ("Shares") held directly by Fourth Avenue FF-E. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Shares held directly by Fourth Avenue FF-E and may be deemed to beneficially own such Shares.
  2. Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares.
  3. Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly.