Filing Details
- Accession Number:
- 0001209191-21-023798
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-31 16:57:13
- Reporting Period:
- 2021-03-29
- Accepted Time:
- 2021-03-31 16:57:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1301236 | Sotherly Hotels Inc. | SOHO | Real Estate Investment Trusts (6798) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1304020 | Andrew Sims | 306 S Henry St Suite 100 Williamsburg, Va VA 23185 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-29 | 21,000 | $3.53 | 391,251 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-30 | 19,000 | $3.50 | 372,251 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 793,937 | Indirect | By AMS Family Partnership, R.L.L.P. |
| Common Stock | 156,250 | Indirect | By spouse |
| Common Stock | 27,223 | Indirect | By ESOP |
| 8.0% Series B Preferred Stock | 1,500 | Direct | |
| 7.875% Series C Preferred Stock | 1,500 | Direct | |
| 8.25% Series D Preferred Stock | 1,500 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $3.51 to $3.61, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- This transaction was executed in multiple trades at prices ranging from $3.41 to $3.58, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- Reflects allocations under the issuer's Employee Stock Ownership Plan.
- The full security title is 8.0% Series B Cumulative Redeemable Perpetual Preferred Stock.
- The full security title is 7.875% Series C Cumulative Redeemable Perpetual Preferred Stock.
- The full security title is 8.25% Series D Cumulative Redeemable Perpetual Preferred Stock.
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