Home > Insider Trading > Filing (0001209191-21-023682)

Filing Details

Accession Number:: 0001209191-21-023682
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-30 20:50:08
Reporting Period:: 2021-03-26

Accepted Time:: 2021-03-30 20:50:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596967	Moelis & Co	MC	Investment Advice (6282)	464500216

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1604686	Kenneth Moelis	C/O Moelis &Amp; Company 399 Park Avenue, 5Th Floor New York NY 10022	Chairman, Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2021-03-26	5,728	$56.01	483,977	No	4	S	Indirect	By Trust
Class A Common Stock	Disposition	2021-03-29	3,500	$56.00	480,477	No	4	S	Indirect	By Trust
Class A Common Stock	Disposition	2021-03-30	6,816	$56.05	473,661	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	2016 Incentive RSUs	Acquisiton	2021-03-26	254	$0.00	254	$0.00
Class A Common Stock	2017 Incentive RSUs	Acquisiton	2021-03-26	414	$0.00	414	$0.00
Class A Common Stock	2017 Long Term Incentive Award	Acquisiton	2021-03-26	100	$0.00	100	$0.00
Class A Common Stock	2018 Incentive RSUs	Acquisiton	2021-03-26	733	$0.00	733	$0.00
Class A Common Stock	2019 Long Term Incentive Award	Acquisiton	2021-03-26	1,342	$0.00	1,342	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
26,129	No	4	A	Direct
42,530	No	4	A	Direct
10,249	No	4	A	Direct
75,295	No	4	A	Direct
137,954	No	4	A	Direct

Footnotes

Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan.
Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis.
The Moelis Family Trust's ownership of 473,661 shares of Class A common stock is in addition to (i) 453,422 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020, (ii) 88,006 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.
Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.