Filing Details

Accession Number:
0001209191-21-023519
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-30 10:06:24
Reporting Period:
2021-03-26
Accepted Time:
2021-03-30 10:06:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
108516 Worthington Industries Inc WOR Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) 311189815
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1106145 P/oh John Mcconnell Worthington Industries, Inc.
200 Old Wilson Bridge Road
Columbus OH 43085
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2021-03-26 60,000 $23.10 1,415,518 No 4 M Direct
Common Shares Disposition 2021-03-26 20,000 $68.00 1,395,518 No 4 S Direct
Common Shares Disposition 2021-03-26 20,000 $68.12 1,375,518 No 4 S Direct
Common Shares Disposition 2021-03-26 20,000 $67.89 1,355,518 No 4 S Direct
Common Shares Acquisiton 2021-03-29 19,274 $23.10 1,374,792 No 4 M Direct
Common Shares Disposition 2021-03-29 17,124 $67.09 1,357,668 No 4 S Direct
Common Shares Disposition 2021-03-29 2,150 $69.55 1,355,518 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Non-qualified stock option (right to buy) Disposition 2021-03-26 60,000 $0.00 60,000 $23.10
Common Shares Non-qualified stock option (right to buy) Disposition 2021-03-29 19,274 $0.00 19,274 $23.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2012-06-30 2021-06-30 No 4 M Direct
726 2012-06-30 2021-06-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 12,415,982 Indirect By JMAC, Inc.
Common Shares 2,428,312 Indirect By the Porter Rardin Trust f/b/o John P. McConnell and Margaret Kollis
Common Shares 8,173 Indirect As custodian for his son, C.R.McConnell
Common Shares 7,343 Indirect By Spouse, Amy McConnell, as custodian for her son, Luke A. Edmonds
Common Shares 118,000 Indirect By The McConnell Family Trust
Common Shares 255,875 Indirect By The Margaret R. McConnell Trust f/b/o Margaret Kollis
Common Shares 25,227 Indirect By the Worthington Industries, Inc. Deferred Profit Sharing Plan
Common Shares 44,250 Indirect By McConnell 2020 LAE Trust
Footnotes
  1. The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.
  2. Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a Plan statement as of 2/28/2021.
  3. These common shares are held in an irrevocable trust for the benefit of the son of the reporting person's spouse. The reporting person's spouse is the trustee of such irrevocable trust.
  4. This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2013 and 6/30/2014.