Filing Details

Accession Number:
0001213900-21-017989
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-26 16:11:43
Reporting Period:
2021-03-25
Accepted Time:
2021-03-26 16:11:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1630805 Babcock & Wilcox Enterprises Inc. BW () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207269 R Bryant Riley 11100 Santa Monica Blvd., Suite 800
Los Angeles CA 90025
Yes No Yes No
1464790 B. Riley Financial, Inc. 11100 Santa Monica Blvd
Suite 800
Los Angeles CA 90025
Yes No Yes No
1505748 B. Riley Securities, Inc. 11100 Santa Monica Blvd
Suite 800
Los Angeles CA 90025
Yes No Yes No
1642765 Brc Partners Opportunity Fund, Lp 11100 Santa Monica Blvd. Suite 800
Los Angeles CA 90025
Yes No Yes No
1658704 B. Riley Capital Management, Llc 11100 Santa Monica Blvd.
Suite 800
Los Angeles CA 90025
Yes No Yes No
1749420 Brc Partners Management Gp, Llc 11100 Santa Monica Blvd Suite 800
Los Angeles CA 90025
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Acquisiton 2021-03-25 10,720,785 $6.04 21,640,014 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share 3,405,659 Indirect By B. Riley Securities, Inc.
Common Stock, $0.01 Par Value Per Share 2,245,764 Indirect By BRC Partners Opportunity Fund, L.P.
Common Stock, $0.01 Par Value Per Share 176,424 Direct
Common Stock, $0.01 Par Value Per Share 37,353 Indirect Held in Bryant R. Riley's 401(k) account
Common Stock, $0.01 Par Value Per Share 33,402 Indirect By Bryant R. Riley, as UTMA custodian for Charlie Riley
Common Stock, $0.01 Par Value Per Share 31,416 Indirect By Bryant R. Riley, as UTMA custodian for Susan Riley
Common Stock, $0.01 Par Value Per Share 33,402 Indirect By Bryant R. Riley, as UTMA custodian for Abigail Riley
Common Stock, $0.01 Par Value Per Share 33,404 Indirect By Bryant R. Riley, as UTMA custodian for Eloise Riley
Footnotes
  1. This Form 4 is being filed jointly by BRF, B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor ("BRCM"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS.
  2. Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS and BRPLP. Each of BRF, BRS, BRPGP, BRCM and BRPLP (collectively, the "B. Riley Entities") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
  3. Represents shares held directly by Bryant R. Riley.