Filing Details

Accession Number:
0001140361-21-010088
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-25 21:34:32
Reporting Period:
2021-03-23
Accepted Time:
2021-03-25 21:34:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1822523 Afc Gamma Inc. AFCG Real Estate (6500) 851807125
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1842694 Robyn Tannenbaum 525 Okeechobee Blvd., Suite 1770
West Palm Beach FL 33401
Managing Director No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-23 1,000 $19.00 1,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2021-03-23 14,000 $0.00 14,000 $19.00
Common Stock Stock Option (right to buy) Acquisiton 2021-03-23 630,000 $0.00 630,000 $19.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,000 2028-03-23 No 4 A Direct
630,000 2028-03-23 No 4 A Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,342,500 Indirect by spouse
Footnotes
  1. The shares were purchased in the Issuer's directed share program at the initial public offering price.
  2. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  3. The shares subject to this option fully vested and became exercisable upon the consummation of the Issuer's initial public offering.