Filing Details

Accession Number:
0001567619-21-006986
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-25 19:31:59
Reporting Period:
2021-03-23
Accepted Time:
2021-03-25 19:31:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1528115 Annexon Inc. ANNX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1465994 Jennifer Lew C/O Annexon, Inc.
180 Kimball Way, Suite 200
South San Francisco CA 94080
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-23 5,000 $7.49 7,000 No 4 M Direct
Common Stock Disposition 2021-03-23 1,400 $27.51 5,600 No 4 S Direct
Common Stock Disposition 2021-03-23 1,800 $28.43 3,800 No 4 S Direct
Common Stock Disposition 2021-03-23 1,800 $29.16 2,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-03-23 5,000 $0.00 5,000 $7.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
150,793 2029-06-20 No 4 M Direct
Footnotes
  1. The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
  2. This transaction was executed in multiple trades in prices ranging from $26.94 to $27.93, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  3. This transaction was executed in multiple trades in prices ranging from $27.97 to $28.965, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  4. This transaction was executed in multiple trades in prices ranging from $28.98 to $29.61, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  5. 25% of the shares subject to the option vest on the first anniversary measured from June 3, 2019 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.