Filing Details
- Accession Number:
- 0001179110-21-003787
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-24 18:47:41
- Reporting Period:
- 2021-03-23
- Accepted Time:
- 2021-03-24 18:47:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1046995 | Emagin Corp | EMAN | Semiconductors & Related Devices (3674) | 561764501 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1302248 | A Mark Koch | 700 South Drive, Suite 201 Hopewell Junction NY 12533 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-23 | 25,000 | $1.76 | 50,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-23 | 5,300 | $3.81 | 25,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-03-23 | 11,559 | $3.81 | 33,141 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-03-23 | 25,000 | $0.00 | 25,000 | $1.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-04-01 | No | 4 | M | Direct |
Footnotes
- Represents the exercise of options granted on 4/1/16, and set to expire on 4/1/21, resulting in the reporting persons receipt of 8,141 shares of common stock, the cancellation of 11,559 option shares in satisfaction of the exercise price of such options and the sale of 5,300 shares to cover estimated withholding taxes in connection with such exercise.
- All shares underlying this option have vested.
Billionaire Hedge Funds
