Home > Insider Trading > Filing (0001628280-21-005471)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1822479	Sotera Health Co	SHC	Services-Misc Health & Allied Services, Nec (8090)	473531161

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1832387	Jr. B. Michael Petras	C/O Sotera Health Company 9100 South Hills Blvd, Suite 300 Broadview Heights OH 44147	Chairman & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share ("Common Stock")	Disposition	2021-03-22	817,439	$26.12	6,377,185	No	4	S	Indirect	By Grantor Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Grantor Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	260,869	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$23.00		2030-11-20	1,118,012	1,118,012	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2030-11-20	1,118,012	1,118,012	Direct

Footnotes

On March 22, 2021, Mr. Petras sold a total of 817,439 shares of Common Stock of Sotera Health Company in an underwritten public secondary offering (the "Offering").
Reflects a price equal to the Offering price per share less underwriting discounts and commissions payable thereon, as disclosed in the company's Prospectus 424(b)(4), filed with the United States Securities and Exchange Commission on March 18, 2021.
These securities consist of restricted stock units ("RSUs") that were granted on November 20, 2020, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions. The RSUs vest in four equal installments on each of the first four anniversaries of the date of grant, subject to Mr. Petras' continued service through each such date.
These options were granted on November 20, 2020, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in four equal installments on each of the first four anniversaries of the date of grant, subject to Mr. Petras' continued service through each such date.