Home > Insider Trading > Filing (0001209191-21-022748)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1414932	Oaktree Specialty Lending Corp	OCSL	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1200461	M Leonard Tannenbaum	525 Okeechobee Blvd. Suite 1770 West Palm Beach FL 33401		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-03-19	8,038,097	$6.16	23,131,372	No	4	J	Direct
Common Stock	Acquisiton	2021-03-19	320,022	$6.16	1,332,773	No	4	J	Indirect	Trust
Common Stock	Disposition	2021-03-19	4,393	$6.25	23,126,979	No	4	S	Direct
Common Stock	Disposition	2021-03-22	4,500	$6.25	23,122,479	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	J	Indirect	Trust
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,332,773	Indirect	Trust

Footnotes

These shares of Common Stock were acquired pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020, by and among the Oaktree Specialty Lending Corporation ("OCSL"), Oaktree Strategic Income Corporation ("OCSI"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of OCSI was converted at the closing on March 19, 2021 into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021.
These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the reporting person's family for which James Castro-Blanco is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
This transaction was executed in multiple trades at prices ranging from $6.25 to $6.26; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.