Filing Details

Accession Number:
0001562180-21-002418
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-23 18:45:21
Reporting Period:
2021-02-25
Accepted Time:
2021-03-23 18:45:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1265131 Hilltop Holdings Inc. HTH State Commercial Banks (6022) 841477939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1457416 Lee Lewis 6565 Hillcrest Avenue
Dallas TX 75205
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-02-25 29,567 $33.23 373,850 No 4 S Indirect By Lee Lewis Construction
Common Stock Disposition 2021-02-26 70,000 $33.11 303,850 No 4 S Indirect By Lee Lewis Construction
Common Stock Disposition 2021-03-01 70,000 $33.94 233,850 No 4 S Indirect By Lee Lewis Construction
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Lee Lewis Construction
No 4 S Indirect By Lee Lewis Construction
No 4 S Indirect By Lee Lewis Construction
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 52,782 Direct
Footnotes
  1. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.00 to $33.92, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.76 to $33.50, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  3. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.42 to $34.29, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  4. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.