Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2021-03-23 17:32:04
Reporting Period:
Accepted Time:
2021-03-23 17:32:04
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
794367 Macy's Inc. M Retail-Department Stores (5311) 133324058
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1802657 T. John Harper C/o Macy's, Inc.
151 West 34Th Street
New York NY 10001
Evp, Chief Operations Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-21 2,081 $0.00 35,427 No 4 M Direct
Common Stock Disposition 2021-03-22 725 $18.00 34,702 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2021-03-21 2,081 $0.00 2,081 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,161 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,791 Indirect By 401(k) Plan
  1. One-for-one conversion.
  2. Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.
  3. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.10, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.
  4. Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 22, 2021 by $17.78, the stock price of such date.
  5. On March 21, 2019 the reporting person was granted 8,322 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.