Filing Details

Accession Number:
0001179706-21-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-22 19:23:40
Reporting Period:
2021-03-18
Accepted Time:
2021-03-22 19:23:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548933 F John Schultz C/O Hewlett Packard Enterprise Company
11445 Compaq Center Drive West
Houston TX 77070
Evp, Colo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-03-18 269,598 $16.04 281,505 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2021-01-06 371 $0.00 371 $0.00
Common Stock Restricted Stock Units Acquisiton 2021-01-06 1,258 $0.00 1,258 $0.00
Common Stock Restricted Stock Units Acquisiton 2021-01-06 734 $0.00 734 $0.00
Common Stock Restricted Stock Units Acquisiton 2021-01-06 1,778 $0.00 1,778 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,357 No 4 A Direct
135,026 No 4 A Direct
77,700 No 4 A Direct
180,202 No 4 A Direct
Footnotes
  1. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21.
  2. The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.10. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
  3. The total beneficial ownership includes the acquisition of 5.9550 shares at $12.21740 per share received on 01/06/21 through dividends paid in shares.
  4. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  5. As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 370.5349 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.
  6. As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,257.6379 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.
  7. As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 734.0930 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.
  8. As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,778.3123 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21.