Filing Details

Accession Number:
0001209191-21-022334
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-22 16:16:17
Reporting Period:
2021-03-19
Accepted Time:
2021-03-22 16:16:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1333986 Equitable Holdings Inc. EQH Insurance Agents, Brokers & Service (6411) 585512450
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1705476 Anders Malmstrom C/o Equitable Holdings, Inc.
1290 Avenue Of The Americas
New York NY 10104
Senior Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-19 81,345 $21.34 221,413 No 4 M Direct
Common Stock Acquisiton 2021-03-19 78,535 $18.74 299,948 No 4 M Direct
Common Stock Acquisiton 2021-03-19 41,000 $23.18 340,948 No 4 M Direct
Common Stock Disposition 2021-03-19 200,880 $32.82 140,068 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-03-19 81,345 $0.00 81,345 $21.34
Common Stock Employee Stock Option (right to buy) Disposition 2021-03-19 78,535 $0.00 78,535 $18.74
Common Stock Employee Stock Option (right to buy) Disposition 2021-03-19 41,000 $0.00 41,000 $23.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
240,800 2028-03-01 No 4 M Direct
162,265 2029-02-14 No 4 M Direct
121,265 2030-02-26 No 4 M Direct
Footnotes
  1. Includes restricted stock units.
  2. This transaction was executed in multiple trades at prices ranging from $32.0600 to $33.0500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The options vested in three equal annual installments beginning on March 1, 2019.
  4. The options vested/vest in three equal annual installments beginning on February 14, 2020.
  5. The options vested/vest in three equal annual installments beginning on February 26, 2021.