Filing Details
- Accession Number:
- 0001104659-21-039553
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-22 12:02:53
- Reporting Period:
- 2021-03-19
- Accepted Time:
- 2021-03-22 12:02:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357971 | Energy Services Of America Corp | ESOA | Water, Sewer, Pipeline, Comm & Power Line Construction (1623) | 204606266 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1780236 | S Frank Lucente | 75 West 3Rd Avenue Huntington WV 25701 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-19 | 1,000 | $2.25 | 328,199 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2021-03-19 | 150 | $1.98 | 328,349 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Preferred Stock | 2 | Direct |
Footnotes
- Series A Preferred Stock will be converted into shares of Common Stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.
- Units consist of one share of Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit.
Billionaire Hedge Funds
