Home > Insider Trading > Filing (0000028823-21-000065)

Filing Details

Accession Number:: 0000028823-21-000065
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2021-03-22 07:12:08
Reporting Period:: 2021-03-15

Accepted Time:: 2021-03-22 07:12:08
Original Submission Date:: 2021-03-17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
28823	Diebold Nixdorf Inc	DBD	Calculating & Accounting Machines (No Electronic Computers) (3578)	340183970

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1732384	Gerrard Schmid	C/O Diebold Nixdorf, Incorporated 5995 Mayfair Road North Canton OH 44720	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares	Disposition	2021-03-15	39,449	$17.15	627,384	No	4	S	Direct
Common Shares	Disposition	2021-03-16	53,636	$16.39	573,748	No	4	S	Direct
Common Shares	Disposition	2021-03-16	9,412	$17.11	564,336	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	10,000	Indirect	By Spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Shares	Performance Share Units	$0.00		2022-04-25	56,059	56,059	Direct
Common Shares	Non-Qualified Stock Option	$15.35	2019-02-20	2028-02-20	192,049	192,049	Direct
Common Shares	Non-Qualified Stock Option	$4.49	2020-01-29	2029-01-29	676,814	676,814	Direct
Common Shares	Non-Qualified Stock Option	$13.98	2020-04-25	2029-04-25	34,678	34,678	Direct
Common Shares	Non-Qualified Stock Option	$13.15	2021-01-30	2030-01-30	253,907	253,907	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-04-25	56,059	56,059	Direct
2028-02-20	192,049	192,049	Direct
2029-01-29	676,814	676,814	Direct
2029-04-25	34,678	34,678	Direct
2030-01-30	253,907	253,907	Direct

Footnotes

Trades were for personal estate and tax planning.
This transaction was executed in multiple trades at prices ranging from $17.00 to $17.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Number includes restricted stock units.
This transaction was executed in multiple trades at prices ranging from $15.93 to $16.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $16.94 to $17.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Award subject to a three-year performance period during which the Company's stock price must appreciate at least 25% in order for the grant to vest. Performance will be measured on the anniversaries of the grant date, and the award will vest upon the first achievement of the performance, but will payout in shares on a pro-rata annual basis after performance is satisfied. If the stock performance condition is not met by the third anniversary of the date of grant, then the entire award is forfeited.
Option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.