Filing Details
- Accession Number:
- 0000913760-21-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-19 16:11:23
- Reporting Period:
- 2021-03-17
- Accepted Time:
- 2021-03-19 16:11:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 913760 | Stonex Group Inc. | SNEX | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 592921318 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575484 | Xuong Nguyen | 230 South Lasalle Suite 10-500 Chicago IL 60604 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-17 | 2,310 | $65.00 | 51,332 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-17 | 5,410 | $25.91 | 56,742 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-17 | 3,113 | $65.00 | 53,629 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Options | Disposition | 2021-03-17 | 5,410 | $0.00 | 5,410 | $25.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 139,033 | 2016-12-16 | 2021-12-16 | No | 4 | M | Direct |
Footnotes
- All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
Billionaire Hedge Funds
