Filing Details

Accession Number:
0001567619-21-006686
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-19 16:07:42
Reporting Period:
2021-03-17
Accepted Time:
2021-03-19 16:07:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1347858 22Nd Century Group Inc. XXII Cigarettes (2111) 980468420
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593976 M. Richard Sanders 5655 Pennant Court
Cape Coral FL 33914
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-03-17 47,227 $2.72 314,972 No 4 S Direct
Common Stock Acquisiton 2021-03-19 77,564 $0.00 392,536 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option $2.76 2019-03-06 2023-03-06 51,724 51,724 Direct
Common Stock Non-Qualified Stock Option $1.39 2018-04-01 2022-05-24 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-03-06 51,724 51,724 Direct
2022-05-24 100,000 100,000 Direct
Footnotes
  1. Shares sold to pay taxes due upon vesting of restricted stock units.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.69 to $2.76, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. Restricted stock units vest 100% on March 19, 2022, subject to continued service by the Reporting Person with the Company.