Filing Details

Accession Number:
0001567619-21-006679
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-19 15:38:54
Reporting Period:
2021-03-17
Accepted Time:
2021-03-19 15:38:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1762359 Acreage Holdings Inc. ACRG.A.U Retail-Miscellaneous Retail (5900) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1796979 Iii A James Doherty 450 Lexington Avenue, #3308
New York NY 10163
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock - Class D Subordinate Voting Shares Disposition 2021-03-17 13,519 $3.11 369,000 No 4 S Direct
Common Stock - Class E Subordinate Voting Shares Disposition 2021-03-17 31,492 $6.22 861,102 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock - Class D Subordinate Voting Shares Stock Option (Right to Buy) $2.05 2025-12-31 279,513 279,513 Direct
See Footnote Common Units of High Street Capital Partners, LLC $0.00 210,373 210,373 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-12-31 279,513 279,513 Direct
210,373 210,373 Direct
Footnotes
  1. Shares sold to pay taxes applicable to vesting of restricted stock units.
  2. Options are immediately exercisable.
  3. These Units are convertible into 0.7 of a Class E subordinate voting share and 0.3 of a Class D subordinate voting share or the cash equivalent thereof at the option of Acreage Holdings, Inc. as set forth in the High Street Capital Partners, LLC Third Amended and Restated Operating Agreement.