Filing Details
- Accession Number:
- 0001572890-21-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-19 12:30:49
- Reporting Period:
- 2021-03-19
- Accepted Time:
- 2021-03-19 12:30:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 277638 | Davey Tree Expert Co | NONE | Agricultural Services (700) | 340176110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1572890 | A Dan Joy | 1500 North Mantua Street P.o. Box 5193 Kent OH 44240-5193 | Ex Vp Comm Lndsp/Op Supp Srvcs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-19 | 2,879 | $30.00 | 48,649 | Yes | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-19 | 4,000 | $11.60 | 52,649 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-03-19 | 3,000 | $13.20 | 55,649 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| Yes | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2021-03-19 | 4,000 | $0.00 | 4,000 | $11.60 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2021-03-19 | 3,000 | $0.00 | 3,000 | $13.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-06-24 | 2023-06-24 | Yes | 4 | M | Direct |
| 0 | 2015-06-30 | 2024-06-30 | Yes | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,000 | Indirect | By Son |
| Common Stock | 89,997 | Indirect | By 401(k) Plan |
Footnotes
- Shares were gifted by Mr. Joy to his son; total shares owned by one son equals 3,200 shares and shares owned by second son totals 800 shares.
- This total reflects routine accumulation of 89,997.1929 common shares acquired through the Company's 401(K) benefit plan as of March 19, 2021, based on internal records.
- These options become exercisable in 20% installments on each anniversary of the grant date beginning June 24, 2014.
- These options become exercisable in 20% installments on each anniversary of the grant date beginning 6/30/2015.
Billionaire Hedge Funds
