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Filing Details

Accession Number:: 0001567619-21-006628
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-03-18 18:28:00
Reporting Period:: 2021-03-16

Accepted Time:: 2021-03-18 18:28:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604738	Ashford Inc.	AINC	Services-Management Consulting Services (8742)	465292553

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1608195	S Deric Eubanks	14185 Dallas Parkway Suite 1100 Dallas TX 75254	Cfo And Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2021-03-16	9,696	$9.64	58,628	No	4	S	Direct
Common Stock	Disposition	2021-03-17	13,847	$9.32	44,781	No	4	S	Direct
Common Stock	Disposition	2021-03-18	3,128	$8.92	41,653	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	30	Indirect	By spouse's IRA

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options (right to purchase)	$61.12	2022-02-27	2029-02-27	35,000	35,000	Direct
Common Stock	Stock Options (right to purchase)	$94.96	2021-03-14	2028-03-14	27,451	27,451	Direct
Common Stock	Stock Options (right to purchase)	$57.71	2020-10-03	2027-10-03	17,500	17,500	Direct
Common Stock	Stock Options (right to purchase)	$57.34	2020-04-18	2027-04-18	17,500	17,500	Direct
Common Stock	Stock Options (right to purchase)	$45.59	2019-03-31	2026-03-31	35,000	35,000	Direct
Common Stock	Stock Options (right to purchase)	$85.97	2017-12-11	2022-12-11	30,000	30,000	Direct
Common Stock	Common Units	$0.00			28	28	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2029-02-27	35,000	35,000	Direct
2028-03-14	27,451	27,451	Direct
2027-10-03	17,500	17,500	Direct
2027-04-18	17,500	17,500	Direct
2026-03-31	35,000	35,000	Direct
2022-12-11	30,000	30,000	Direct
	28	28	Direct

Footnotes

The shares sold were granted to the Reporting Person in connection with the Reporting Person's deferred cash bonus for the fiscal year 2019 (which were issued in December 2020).
Reflects the weighted average price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $9.44 to $9.93, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.
Reflects the weighted average price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $9.00 to $9.85, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.
Reflects the weighted average price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $8.52 to $9.25, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.
Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date.