Filing Details

Accession Number:
0001209191-21-021582
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-17 20:00:20
Reporting Period:
2021-03-15
Accepted Time:
2021-03-17 20:00:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1564824 Allakos Inc. ALLK Pharmaceutical Preparations (2834) 454798831
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1608782 Robert Alexander 975 Island Drive, Suite 201
Redwood City CA 94065
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-03-17 20,000 $121.14 245,395 No 4 S Direct
Common Stock Acquisiton 2021-03-17 20,000 $0.69 265,395 No 4 M Direct
Common Stock Disposition 2021-03-16 20,000 $121.76 245,395 No 4 S Direct
Common Stock Acquisiton 2021-03-16 20,000 $0.69 265,395 No 4 M Direct
Common Stock Disposition 2021-03-15 20,000 $122.78 245,395 No 4 S Direct
Common Stock Acquisiton 2021-03-15 20,000 $0.69 265,395 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to buy) Disposition 2021-03-17 20,000 $0.00 20,000 $0.69
Common Stock Stock Option (Right to buy) Disposition 2021-03-16 20,000 $0.00 20,000 $0.69
Common Stock Stock Option (Right to buy) Disposition 2021-03-15 20,000 $0.00 20,000 $0.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
999,600 2027-05-17 No 4 M Direct
1,019,600 2027-05-17 No 4 M Direct
1,039,600 2027-05-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 353,200 Indirect See footnote
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $120.02 to $123.43 per share. The sale price reported represents the weighted average sale price . Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price.
  2. Includes shares of common stock purchased under the Company's 2018 Employee Stock Purchase Plan.
  3. Includes 7,905 shares received as a pro-rata in-kind distribution of Common Stock of the Issuer by Alta Partners Management VIII, LLC (APM VIII), without consideration, to the reporting person as a non-managing member of APM VIII.
  4. This transaction was executed in multiple trades at prices ranging from $119.48 to $123.74 per share. The sale price reported represents the weighted average sale price . Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price.
  5. This transaction was executed in multiple trades at prices ranging from $119.24 to $124.55 per share. The sale price reported represents the weighted average sale price . Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price.
  6. The shares are held by Mr. Alexander and Stacey Lee Alexander, as Trustees of the Alexander 2018 Irrevocable Descendants' Trust.
  7. On May 17, 2017, the Reporting Person was granted an option to purchase 1,412,800 ordinary shares pursuant to the Company's 2012 Equity Incentive Plan. The option vests as to one-fourth of the shares on May 17, 2018, and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.