Filing Details

Accession Number:
0001209191-21-021578
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-03-17 19:57:08
Reporting Period:
2021-03-15
Accepted Time:
2021-03-17 19:57:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1643269 Sumo Logic Inc. SUMO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398231 D Steven Fitz 305 Main Street
Redwood City CA 94063
Chief Revenue Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-03-15 53,415 $0.00 229,453 No 4 A Direct
Common Stock Acquisiton 2021-03-15 1,124 $0.00 230,577 No 4 A Direct
Common Stock Disposition 2021-03-16 5,265 $21.66 225,312 No 4 S Direct
Common Stock Acquisiton 2021-03-16 19,800 $0.00 245,112 No 4 A Direct
Common Stock Disposition 2021-03-16 7,122 $20.01 237,990 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
No 4 A Direct
No 4 S Direct
Footnotes
  1. Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a four year period, subject to the Reporting Person continuing to be a Service Provider through each such date.
  2. Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date.
  3. Each share is represented by an RSU. The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person continuing to be a Service Provider through each such date.
  4. Shares sold to cover tax obligations in connection with the vesting of RSUs.
  5. Shares acquired upon the determination of the Compensation Committee of the Board of Directors of the Issuer that the performance conditions were met with respect to performance-based RSUs granted to the Reporting Person.
  6. Shares sold to cover tax obligations in connection with the vesting of performance-based RSUs.