Filing Details
- Accession Number:
- 0001524931-21-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-17 19:16:08
- Reporting Period:
- 2021-03-15
- Accepted Time:
- 2021-03-17 19:16:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1524931 | Chuy's Holdings Inc. | CHUY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1331470 | W Jon Howie | 1623 Toomey Road Austin TX 78704 | Vp & Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-15 | 2,087 | $0.00 | 52,897 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-15 | 571 | $0.00 | 52,326 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-03-15 | 2,232 | $0.00 | 54,558 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-15 | 937 | $0.00 | 53,621 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-03-15 | 20,590 | $0.00 | 74,211 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-15 | 8,460 | $0.00 | 65,751 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-03-15 | 3,537 | $0.00 | 69,288 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-15 | 1,418 | $0.00 | 67,870 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-03-15 | 938 | $13.54 | 68,808 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-15 | 938 | $45.06 | 67,870 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-03-15 | 2,087 | $0.00 | 2,087 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-03-15 | 20,590 | $0.00 | 20,590 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-03-15 | 2,232 | $0.00 | 2,232 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-03-15 | 3,537 | $0.00 | 3,537 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2021-03-15 | 4,879 | $0.00 | 4,879 | $0.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-03-15 | 938 | $0.00 | 938 | $13.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 20,591 | No | 4 | M | Direct | ||
| 4,464 | No | 4 | M | Direct | ||
| 10,612 | No | 4 | M | Direct | ||
| 4,879 | No | 4 | A | Direct | ||
| 0 | 2022-04-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,100 | Indirect | By spouse |
Footnotes
- Restricted stock units convert to common stock on a one-for-one basis.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple trades at prices ranging from $45.00 to $45.19, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, Chuy's Holdings, Inc., or any security holders of Chuy's Holdings, Inc., full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The restricted stock units vest in four equal annual installments with the first annual installment vesting on March 15, 2018. Settlement will occur no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.
- The restricted stock units vest in four equal annual installments with the first annual installment vesting on March 15, 2019. Settlement will occur no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.
- The restricted stock units vest in four equal annual installments with the first annual installment vesting on March 15, 2020. Settlement will occur no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.
- The restricted stock units vest in four equal annual installments with the first annual installment vesting on March 15, 2021. Settlement will occur no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.
- The restricted stock units vest in four equal annual installments with the first annual installment vesting on March 15, 2022. Settlement will occur no later than 30 days after such date, subject to certain exceptions in the Restricted Stock Unit Agreement between the Issuer and the reporting person.
- These options were granted on April 10, 2012 and vested 20% on each of the first five anniversaries of the grant date. These stock options became fully vested on April 10, 2017.
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