Filing Details
- Accession Number:
- 0001415889-21-001545
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-03-17 18:41:04
- Reporting Period:
- 2021-03-15
- Accepted Time:
- 2021-03-17 18:41:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1386570 | Chromadex Corp. | CDXC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183721 | A Stephen Block | 10900 Wilshire Blvd. Suite 600 Los Angeles CA 90024 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-03-15 | 32,500 | $1.92 | 49,167 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-15 | 32,500 | $11.15 | 16,667 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-03-16 | 20,000 | $2.61 | 36,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-03-16 | 20,000 | $13.17 | 16,667 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2021-03-15 | 32,500 | $0.00 | 32,500 | $1.92 |
| Common Stock | Stock Options (right to buy) | Disposition | 2021-03-16 | 20,000 | $0.00 | 20,000 | $2.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-09-28 | 2022-08-27 | No | 4 | M | Direct |
| 0 | 2017-11-16 | 2026-11-15 | No | 4 | M | Direct |
Footnotes
- The weighted average sale price for the transaction reported was $11.15, and the range of prices were between $11.10 and $11.25. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
- The weighted average sale price for the transaction reported was $13.17, and the range of prices were between $13.10 and $13.34. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
- The Options were granted on August 28, 2012 and vested 1/12th monthly from the grant date.
- The options were granted on November 16, 2016 and 100% vested on November 16, 2017.
Billionaire Hedge Funds
